Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes. Here's what you need to know.
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds, resulting in hundreds of thousands of ordinary investors getting ...
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes after Vanguard made changes to retirement funds.
Vanguard Groupwill pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to retail investors who held popular target-date retirement funds in taxable accounts.
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC) over misleading statements related to capital gains distributions and tax consequences for retail investors.
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to adequately inform of a critical change to its retirement funds.
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
Cornerstone Wealth Management LLC purchased a new position in Vanguard Large-Cap ETF (NYSEARCA:VV – Free Report) in the fourth quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC).
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di
The money will go to target-date fund investors whom the company failed to warn about capital gains tax hits, the SEC said.
Dakota Wealth Management purchased a new stake in Vanguard Short-Term Corporate Bond ETF (NASDAQ:VCSH – Free Report) during the 4th quarter, according to its most recent filing with the Securities and Exchange Commission.
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.