Merrill Lynch has been ordered to reimburse customers approximately $1.5 million due to supervisory lapses that led to avoidable fees on more than 2,000 accounts. In an AWC published Monday, Finra ...

Worst management move: A $2.3-billion third-quarter net loss and $8.4 billion, mostly in sub-prime and CDO write-downs. It was a record-breaking year for Merrill Lynch. The firm recorded the worst ...

The wealth management landscape is shifting in 2026, with firms like UBS adjusting compensation grids to retain top advisors and Fidelity leveraging its tech dominance to offer more flexible advisory ...

Like many firms that have gone through rounds of mergers, acquisitions and changes in corporate directives and executive priorities, Merrill Lynch Wealth Management found itself tangled up in a ...

"Following an internal review, we reported this matter to regulators and have enhanced our process and training regarding these filings," a spokesperson for Bank of America, which owns Merrill Lynch, ...

Bank of America's wealth-management arm says it values client associates, the staffers who help run financial advisors' practices. So why are so many feeling fed up? Merrill Lynch has made a name on ...

Ten years after the financial crisis, Bank of America is phasing out the Merrill Lynch brand. Bank of America said Monday that it will no longer use the Merrill Lynch name for its investment banking ...

The Fourth Circuit just gave employers a new playbook for keeping long-term incentive plans outside federal retirement law. On April 17, 2026, the Fourth Circuit Court of Appeals ruled that Merrill ...

Broker-dealer Merrill Lynch has agreed to pay a total of $12 million in fines to regulators for failing to file about 1,500 suspicious activity reports over more than a decade. Under U.S.

Merrill Lynch launched a new quiz to give personalized advisor recommendations. Potential clients answer quirky questions such as whether they would DIY a complicated home repair. COO Kristin Hill ...

“One thing we’ve gotten much better at as a firm — and I think the technology itself is helping because it’s even more compelling — is speeding up the adoption,” said Andy Sieg, president of Merrill ...