Having an effective compliance program is not only a legal obligation for businesses, but it is also considered a corporate responsibility and it is absolutely essential for risk mitigation. Join this ...

SEC targets AI oversight, recordkeeping across all channels and active compliance enforcement in 2026 examination priorities ...

A trusted and efficient employee reporting mechanism (also referred to as an ethics, compliance, reporting, or whistleblower hotline or helpline) is a core component of an effective corporate ...

(This article was originally published on January 1, 2025. For a regularly updated version of this resource, see US Department of Justice Standards for Effective Corporate Compliance Programs on ...

One of the ways the Department of Justice (DOJ) will assess a firm’s compliance program is by judging how accessible and visible a company’s data is to its compliance function, an agency official told ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

ATLANTA--(BUSINESS WIRE)-- Compliance 360, a leading provider of Software-as-a-Service (SaaS) solutions for enterprise governance, risk management and compliance (eGRC), today announced the results of ...

Legacy financial regulations assume the existence of intermediaries and asset classes well-defined in legal code. The emergence and growth of digital assets has forced regulators, the traditional ...

Late last year, the Department of Justice (DOJ) made revisions to its corporate criminal enforcement policies that provide useful insights to corporations and their executives regarding establishing ...

PORTLAND, Ore. & VIENNA, Va.--(BUSINESS WIRE)--NAVEX Global®, the leader in integrated risk and compliance management software, and The Ethics & Compliance Initiative (ECI), the global non-profit ...